Investor Disclosures

Last updated: 2026-04-17 · Effective: 2026-04-17

No offer to sell, no solicitation to buy. The information on blokusa.com is provided for informational purposes only. It does not constitute an offer to sell, a solicitation to buy, or a recommendation regarding any security. Any offer or sale of securities by Lok-N-Blok Systems LLC ("Lok-N-Blok") will be made only to qualifying investors through separate offering documents and executed subscription agreements, in a transaction exempt from registration under the Securities Act of 1933, as amended (the "Securities Act").

1. Accredited investor requirement (Regulation D, Rule 506)

Any investment opportunity described on this site is intended to be conducted under Rule 506(b) or Rule 506(c) of Regulation D promulgated under the Securities Act, and is available only to "accredited investors" as defined in Rule 501(a) of Regulation D. In summary, to qualify as an accredited investor you must be, among other things:

A natural person whose individual net worth (or joint net worth with spouse or spousal equivalent) exceeds $1,000,000, excluding the value of the primary residence; or
A natural person with individual income exceeding $200,000 (or $300,000 with spouse or spousal equivalent) in each of the two most recent years and a reasonable expectation of reaching the same income level in the current year; or
A holder in good standing of a FINRA Series 7, 65, or 82 license; or
An entity meeting the applicable Rule 501(a) entity thresholds (bank, registered broker-dealer, investment company, business development company, employee benefit plan with assets > $5,000,000, 501(c)(3) organization, etc.).

Self-certification alone is not sufficient under Rule 506(c). Before accepting any investment from you under a Rule 506(c) offering, Lok-N-Blok will take reasonable steps to verify your accredited status (typically by reviewing tax returns, bank/brokerage statements, or a written confirmation from a licensed third-party verifier — CPA, attorney, registered broker-dealer, or investment adviser).

2. No public offering; Form D notice filing

Any securities offering we conduct will not be registered under the Securities Act and may not be offered or sold in the United States absent registration or an applicable exemption. Where we rely on Rule 506, we will file a Form D notice with the Securities and Exchange Commission and applicable state regulators within 15 days of the first sale, as required.

3. Forward-looking statements (safe harbor — Section 27A and Rule 175)

Pages on blokusa.com — including investor materials, the Kevin Harrington deck, the pitch video, competitive comparisons, and financial projections — contain forward-looking statements within the meaning of Section 27A of the Securities Act and Section 21E of the Securities Exchange Act of 1934. Words such as "project," "estimate," "anticipate," "intend," "plan," "believe," "expect," "may," "could," "will," "should," and similar expressions identify forward-looking statements.

Forward-looking statements are based on our management's current expectations and assumptions and are subject to significant risks, uncertainties, and other factors that could cause actual results to differ materially from those expressed or implied. These risks include but are not limited to:

Risk factors (non-exhaustive):

Market acceptance of modular block-based construction systems
Building-code approval timelines (ICC-ES, IAPMO, local AHJ variability)
Raw-material price volatility (recycled plastic feedstock, metal fasteners)
Manufacturing and tooling scale-up risk
Competition from established wood-frame and CMU construction methods
Intellectual property enforcement costs
Regulatory and environmental compliance costs
General economic conditions, interest-rate cycles, and construction-sector demand
Key-person dependency
Funding availability for growth-stage capital

We undertake no obligation to update or revise any forward-looking statement to reflect events or circumstances after the date it was made, except as required by law.

4. Financial projections

Any financial projections, pro-forma revenue figures, loan commitments (including references to the Blake Teears $1.7B loan facility), TAM/SAM/SOM figures, pipeline numbers, and deal-specific figures (including the Bader Field, Sturbridge, and Kevin Harrington-related engagements) are management estimates as of the date stated and are inherently uncertain. Actual results may differ materially. Past performance is not indicative of future results.

5. Non-reliance

You should not rely on the site or any oral communication with Lok-N-Blok representatives as the sole basis for an investment decision. Before investing you should:

Review the full offering documents (Private Placement Memorandum, subscription agreement, operating agreement, and any related disclosures) that will be delivered to accredited investors who have expressed interest and executed the NCNDA.
Consult with your own legal, tax, accounting, and investment advisers.
Independently verify any figure that is material to your investment decision.

6. Jurisdictional limitations

The information on this site is not directed to and is not intended for distribution to, or use by, any person or entity in any jurisdiction where such distribution or use would be contrary to local law or regulation, or would subject Lok-N-Blok or any of its affiliates to any registration or licensing requirement in that jurisdiction.

United States: Restricted to accredited investors under Rule 506 of Regulation D.
European Union / EEA: Any offering will comply with the Prospectus Regulation (EU 2017/1129) and will be limited to "qualified investors" as defined therein.
United Kingdom: Any communication is directed only to persons who are "investment professionals" within the meaning of Article 19 of the FSMA (Financial Promotion) Order 2005 or high-net-worth companies within Article 49, and any investment may be entered into only with such persons.
Other jurisdictions: The availability of any offering in your jurisdiction depends on local securities law. Consult your own counsel.

7. NCNDA and confidentiality

Investor data room access is gated by an executed Non-Circumvention Non-Disclosure Agreement (NCNDA). The NCNDA governs your handling of any confidential information, including financial projections, cap-table data, patent details, customer pipeline, and deal-specific terms. Breach triggers the remedies in the NCNDA itself, which include but are not limited to liquidated damages, injunctive relief, and attorneys' fees.

8. No fiduciary or advisory relationship

Nothing on blokusa.com creates a fiduciary, advisory, or brokerage relationship between you and Lok-N-Blok or any of its representatives. The information is general in nature and does not take into account your individual financial situation, objectives, or risk tolerance.

9. Broker-dealer status

Lok-N-Blok Systems LLC is not a registered broker-dealer or investment adviser. Any introduction, referral, or advisory compensation arrangement will be disclosed in the relevant offering documents and will be structured to comply with applicable securities law.

10. Testimonials and third-party endorsements

References to Kevin Harrington, Brandon McAlister, Big Brand Ventures, or other individuals or firms do not constitute an endorsement of any security. Any such reference reflects a business relationship and not investment advice. Nothing referenced should be construed as a guarantee of results.

11. Anti-money laundering + sanctions compliance

Any investment is subject to our anti-money-laundering (AML), Know-Your-Customer (KYC), and economic-sanctions compliance procedures. We will verify investor identity and source of funds, and we reserve the right to refuse or rescind any subscription from a sanctioned person or jurisdiction as designated by OFAC or applicable authorities.

12. Contact

Investor Relations: info@blokusa.com · 504-913-3606 · Lok-N-Blok Systems LLC

Read alongside our Privacy Policy, Terms of Service, and the NCNDA executed in connection with investor data room access. In case of conflict between this page and an executed NCNDA or offering document, the executed document controls.